James De Alto is Managing Director and Head of Correspondent Clearing Services for Mirae Asset Securities (USA) Inc. Jim is a thirty year veteran of the financial services industry and has worked with several leading investment firms. Jim has held various leadership roles in global firms offering correspondent clearing services and is considered an industry expert in correspondent clearing, custody, and securities financing.

In her role as Chief Compliance Officer, Aleksandra is responsible for managing the compliance program at Mirae, including the design, implementation and oversight of all compliance initiatives. She also oversees annual compliance reviews and testing, as well as ensuring compliance with applicable regulatory obligations. She has over 15 years of experience in the industry.

Daniel Hanuka is the Chief Financial Officer and Financial Operations Principal. Daniel’s responsibilities include Mirae's financial management and preparation of financial statements in accordance with Generally Accepted Accounting Principles. Daniel has worked as a senior finance officer in the securities industry for over twenty years and has extensive experience in financial and regulatory reporting. He is a CPA licensed in the State of NY and a member of the American Institute of Certified Public Accountants and the NY State Society of Certified Public Accountants.

Chris Hempstead is Managing Director of ETF and Global Portfolio Trading at Mirae. He is an ETF and portfolio trader helping trading desks, asset managers and ETF issuers navigate the ETF landscape. Chris has established Mirae as an ETF Authorized Participant for some of the largest ETF trusts and has established global portfolio trading at Mirae to support ETF managers and the general needs of trading clients. He also assists managers in executing portfolio rebalances for ETFs while working with issuers on effecting ETF listings and providing general secondary market trading support.

As Chief Risk Officer at Mirae, Jay is responsible for evaluating risk for multiple business lines. With over fifteen years of industry experience, Jay has extensive knowledge in developing and implementing successful risk management policies for Credit, Market and Collateral Management.

Keith Wright is Managing Director and Head of Equity Finance for Mirae. With over twenty years of experience in institutional finance, Keith has developed many long-standing relationships with banks, broker-dealers, and agent lenders. Keith is focused on providing custom financing solutions for clients and managing the growth of the firm’s Global Equity Finance business.